Save up to 40% of time spent on compliance tasks for free with Laven Tech's Core Bundle. The Tech is designed to assist compliance personnel, fund managers, brokers and investors in meeting today’s growing list of regulatory demands.
This gives you access to:
PA Dealing: mitigate the risk of breaching market abuse and insider trading laws through an intuitive and easy-to-use approval system.
Financial Promotions: create reports that support a demonstrable and systematic review of financial promotions.
Register Management: manage all key UK registers on the software to document and evidence current MiFID and AIFMD requirements.
Document Exchange: share, request and analyse documents for compliance and due diligence, with employees internally or associates outside your organisation.
Project Management: input key dates, deadlines and tasks for regulatory reporting obligations. You can also set tasks for members of your team to monitor their workflow.